Andrew Brookman
Andrew Brookman is a financial advisor in Westport, CT. associated with Aegis Capital. Andrew Brookman is a seasoned professional in the financial industry with a career spanning since 1998. His extensive experience has led him to work with renowned institutions, develop sophisticated investment strategies, and build a successful track record in wealth management. Andrew Brookman is a seasoned financial industry veteran who has honed his expertise through years of experience and collaboration with prestigious financial institutions. His dedication to serving his clients, commitment to staying informed about the latest financial products, and ability to adapt to ever-changing market conditions make him a trusted wealth manager in the industry.
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Early Career
Andrew's journey in finance began at Greenwich Prime Trading Group, a prominent Buy-Side Hedge Fund Trading Desk located on Wall Street. During his tenure there, he gained invaluable insights into trading across various markets and securities. He had the privilege of learning from some of the most well-known Hedge Fund managers in the industry, providing him with a strong foundation in investment strategies.
Partner at Brill Securities
In 2008, Andrew made a significant career move by becoming a Partner and Head Trader at Brill Securities, a broker-dealer in New York City. At Brill Securities, he successfully expanded their wealth management business and client base. He introduced cutting-edge trading technologies and investment products to enhance their trading operations.
Wealth Management at Oppenheimer & Co. Inc.
In 2013, Andrew joined Oppenheimer & Co. Inc. as a Wealth Manager. Here, he continued to focus on growing his wealth management business, leveraging his extensive experience and expertise in the financial industry. He maintained a strong commitment to helping clients achieve their financial goals.
Founder of Alpha Strategic Advisors
Andrew's passion for serving his clients and delivering exceptional results led him to establish Alpha Strategic Advisors. The firm is guided by the principle of prioritizing clients' needs and goals while implementing sophisticated investment strategies. Andrew specializes in portfolio enhancement tools for ultra-high-net-worth clients and employs complex derivative strategies to optimize their portfolios.
Wide Range of Expertise
With his extensive knowledge and experience, Andrew Brookman is fully versed in a wide range of investment products. His expertise includes equities, taxable and tax-free bonds, structured products, alternative investments, options/derivatives, Opportunity Zone Prep structures, and REITs. This diverse skill set allows him to tailor investment strategies to meet the unique needs of his clients.
Client-Centric Approach
Andrew's approach centers around aligning each client's individual goals, values, and needs with holistic planning and custom investment strategies. He utilizes a comprehensive discovery process to gain a deep understanding of each client's specific situation, time horizon, and risk tolerance. His primary focus is on growing and preserving the assets of high-net-worth clients, which can include individuals, families, corporate executives, and businesses.
Professional Qualifications
Andrew holds a series of professional registrations, including Series 7, 57TO, 63 and 65, 79TO, 99TO, and SIE. These qualifications reflect his commitment to staying up-to-date with industry regulations and best practices.
